Wealth management
Operations professionals in Wealth management
Explore where operations work actually breaks down in wealth management. Learn which handoffs between teams create delays, which exceptions consume the most time, and where capacity limits force choices about which clients or tasks get attention. Operations professionals can show you the real friction points that affect service quality and cost.
Professionals to explore
01—10Beth Schrauben
LinkedInExperience: Director of Operations & Technology · DeLong & Brower Financial Services
Experience leading enterprise operational strategy across wealth management, tax, and insurance business units at a financial services firm.
Bethany Brazitis
LinkedInExperience: Director of Operations & Financial Analysis · &Wealth
Experience leading operational efficiency and technology modernization at a boutique wealth advisory firm, including reporting infrastructure and client billing processes.
Camille Ledda
LinkedInExperience: Director of Operations Wealth Management & Advisory Services · The Wealth Boutique
Experience leading operations, hiring, budgeting, and project management for a wealth management and advisory services firm.
Celeste Millio
LinkedInExperience: Wealth Management Operations Director · Morgan Stanley
Experience directing wealth management operations including account transfer services within a financial services firm.
Cindy Steiner
LinkedInExperience: Director of Operations · Owl Creek Wealth Partners
Experience supporting RIA firms with trading software, CRM, portfolio management and custodian platforms, and merging mid-sized RIA operations.
Katherine Moreno
LinkedInExperience: Director, Wealth Operations · Tolleson Wealth Management
Experience in investment operations and performance reporting, including working with client advisory teams on account and reporting tasks at a wealth management firm.
Kevin B. McGann
LinkedInExperience: Vice President, Chief Operations Officer · MG&A Wealth
Experience in financial operations including customer service, system implementation, compliance and process reengineering within a wealth management firm.
Michelle Hathaway
LinkedInExperience: Director Of Operations · Lehner Shope Wealth Group
Experience directing operations for a wealth management firm, supporting financial advisors with client service, account setups, and compliance approvals.
Renee Bowen
LinkedInExperience: Director of Operations & Compliance · Girard, a Univest Wealth Division
Experience managing operational support including account opening, reconciliation, trading, billing and compliance review within a wealth management division.
Shahla Buchholz
LinkedInExperience: Operations Director · BFG Wealth Management
Experience managing business operations and administrative functions for client account processing and financial management at a wealth management firm.
Choose the right perspective
Look for candidates who have owned specific operational processes—trade settlement, client onboarding, reporting, or portfolio administration. Ask them to describe a time when they hit a wall: a bottleneck they couldn't fix alone, a handoff that failed, or a capacity problem that forced them to say no. Their answer reveals what actually constrains the business.
Questions to take into the conversation
- 01Walk me through a handoff between your team and another group that regularly caused problems. What made it hard to fix?
- 02When you ran out of capacity or resources, how did you decide what work to delay or skip?
- 03What exception or edge case took up the most time, and why couldn't you prevent it?
About this directory
This is a professional research starting point based on business profile data retrieved on . Titles and companies reflect that source snapshot and may describe past or present roles. Check the linked profiles for current details. Inclusion does not imply Instant Expert membership or availability.
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