10 LPL Financial legal leaders
Michael Freedman, EVP, Interim Co-Chief Legal Officer at LPL Financial, is one of ten LPL Financial legal leaders listed here, alongside the head of litigation and arbitration and associate and assistant general counsels for corporate, employment, platform and regulatory work. A reader can learn how legal leaders work at LPL Financial from people who have held the role.
Professionals to explore
Amber Breimeir
LinkedInExperience: Assistant General Counsel · LPL Financial
Amber Breimeir has been Assistant General Counsel at LPL Financial since November 2023 and was Associate Attorney at Morgan, Lewis & Bockius LLP from 2022 to 2023. Amber Breimeir was Regulatory Counsel at Republic Capital from 2021 to 2022 and Legal Associate, Assistant Vice President at Wellington Management from 2018 to 2021.
Brendan Daly
LinkedInExperience: VP, Assistant General Counsel · LPL Financial
Brendan Daly has been VP, Assistant General Counsel at LPL Financial since July 2024 and was General Counsel at Advisor360° from 2019 to 2024. Brendan Daly was Legal and Compliance Counsel at Commonwealth Financial Network from 2008 to 2019 and Compliance Manager there from 2006 to 2008.
Corinne H.
LinkedInExperience: Vice President, Associate General Counsel · LPL Financial
Corinne H. has been Vice President, Associate General Counsel at LPL Financial since March 2019 and was Assistant Vice President-Associate General Counsel there from 2017 to 2019. Corinne H. was Assistant Vice President-Regulatory Affairs at Scottrade from 2015 to 2017 and Deputy Enforcement Counsel, Securities Division at State of Missouri Secretary of State Office from 2011 to 2013.
Jeremy Burstein
LinkedInExperience: VP, Assistant General Counsel, Corporate Law · LPL Financial
Jeremy Burstein has been VP, Assistant General Counsel, Corporate Law at LPL Financial since June 2023, and the headline places the role in Strategic Transactions. Jeremy Burstein was Associate at Foley & Lardner LLP from 2021 to 2023 and Associate at Kirkland & Ellis from 2018 to 2021.
Michael Freedman
LinkedInExperience: EVP, Interim Co-Chief Legal Officer · LPL Financial
Michael Freedman has been EVP, Interim Co-Chief Legal Officer at LPL Financial since June 2025 and has also held EVP, Head of Litigation, Early Dispute Resolution, and Regulatory Matters there since February 2025. Michael Freedman was Senior Vice President, Head of Regulatory Enforcement at LPL Financial from 2019 to 2025 and Assistant General Counsel and VP, Regulatory at Raymond James from 2015 to 2019.
Nathan Jarrett
LinkedInExperience: VP, Assistant General Counsel - Platforms, Programs, and Advisory · LPL Financial
Nathan Jarrett has been VP, Assistant General Counsel - Platforms, Programs, and Advisory at LPL Financial since September 2025 and was AVP, Associate Counsel - Platforms, Programs, and Advisory there from 2023 to 2025. Nathan Jarrett was Assistant Vice President, Global Financial Crimes Compliance Investigations at Bank of America from 2021 to 2023.
Roger Scruggs
LinkedInExperience: VP, Associate General Counsel · LPL Financial
Roger Scruggs has been VP, Associate General Counsel at LPL Financial since September 2022 and was Director and Counsel, Employment Legal at UBS from 2019 to 2022. Roger Scruggs was Associate at Littler from 2014 to 2018 and describes an employment practice advising employers on people issues and risk mitigation.
Sarah Paul
LinkedInExperience: SVP, Associate General Counsel, Head of Litigation and Arbitration · LPL Financial
Sarah Paul has been SVP, Associate General Counsel, Head of Litigation and Arbitration at LPL Financial since September 2025 and was Partner, Co-Global Head of Corporate Crime and Investigations at Eversheds Sutherland from 2019 to 2025. Sarah Paul was Assistant United States Attorney at the United States Attorney's Office for the Southern District of New York from 2010 to 2019.
Tanya Leykekhman
LinkedInExperience: Associate General Counsel · LPL Financial
Tanya Leykekhman has been Associate General Counsel at LPL Financial since April 2021 and was Associate Attorney at Mintz from 2018 to 2021. Tanya Leykekhman was Associate Attorney at Davis Polk & Wardwell LLP from 2015 to 2018 and describes a transactional practice focused on debt finance and venture capital transactions.
Tyler Baird
LinkedInExperience: Assistant General Counsel · LPL Financial
Tyler Baird has been Assistant General Counsel at LPL Financial since September 2023 and was Senior Counsel at Wells Fargo from 2018 to 2023. Tyler Baird was Financial Crimes Manager at Wells Fargo from 2015 to 2018, AML Program Manager there from 2014 to 2015 and Vice President - AML Compliance at CIT from 2012 to 2014.
Choose the right perspective
Match the person's legal area, such as regulatory enforcement, litigation and arbitration, corporate transactions, employment law, or advisory platforms and programs, to the decision you face. Check when each person started the current role to judge how recent the experience is.
Questions to take into the conversation
- 01What did you focus on first when you took on your current legal role?
- 02How do you decide which legal work to handle in-house and which to send to outside counsel?
- 03What has your own work taught you about handling arbitrations and regulatory inquiries?
Reaching LPL Financial legal leaders
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About this directory
This is a professional research starting point based on business profile data retrieved on . Titles and companies reflect that source snapshot; roles marked former had ended by then. Check the linked profiles for current details. Inclusion does not imply Instant Expert membership or availability.
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